If a broker-dealer holds the stock of an investor in street name, which of the following must be forwarded to the investor promptly upon receipt?

1. Articles about the company found in financial industry literature
2. Proxy statements relating to upcoming shareholder meetings
3. Changes in the credit status of the issuing corporation
4. Quarterly financial and other reports generated by the issuer

A) I and III
B) I and IV
C) II and IV
D) II and III